Australian Securities and Investments Commission (ASIC) has permanently banned Dunlop, ACT-based financial adviser Jane Elizabeth Myers and New South Wales-based financial adviser...
financial
Relief from Company Director obl ...
It is clear that many companies are now struggling or will shortly start to struggle, following the restrictions and business closures arising...
Global Commercial Insurance Pric ...
Global commercial insurance pricing has increased for the ninth consecutive quarter in the fourth quarter of 2019, according to Marsh’s quarterly Global...
ASIC bans Queensland-based finan ...
ASIC has banned Queensland-based financial adviser Timothy Shapter from providing financial services for a period of seven years, and cancelled the Australian...
AFCA welcomes new ASIC power
In its response to an ASIC consultation, the Australian Financial Complaints Authority (AFCA) has strongly supported the addition of new product intervention...
Financial firms legally required ...
The Australian Financial Complaints Authority (AFCA) has welcomed the Government announcement that from 6 April 2019 financial firms will be required by...
Advisers urged to ensure registr ...
The Australian Securities and Investments Commission (ASIC) has reminded financial advisers, who are currently authorised, to make sure that they are on...
ASIC begins consultation on upda ...
The Australian Securities and Investments Commission (ASIC) is inviting input on proposed updates to their organisational competence requirements for advice licensees through...
ASIC bans financial adviser for ...
Spectrum Wealth Adviser, Gurumukh Singh Mehra, has been banned from providing financial services for a period of three years, after ASIC surveillance...